| C43 | NEPSIS, INC. CRD 141203 | MN | $344.5M | 14 | Pershing→ |
| C42 | PSC CAPITAL PARTNERS LLC CRD 165620 | MN | $240.8M | — | Pershing→ |
| C34 | STAIRWAY PARTNERS, LLC CRD 133157 | MN | $2.36B | 4 | Pershing→ |
| C32 | EHLERS INVESTMENT PARTNERS, LLC CRD 146385 | MN | $3.17B | 6 | Pershing→ |
| C32 | STRONG TOWER ADVISORY SERVICES LLC CRD 315106 | MN | $759.2M | 7 | Pershing→ |
| C31 | WAYZATA INVESTMENT PARTNERS LLC CRD 132046 | MN | $9.4M | 3 | JPMorgan→ |
| C24 | MCGINTY ROAD PARTNERS, LP CRD 290390 | MN | $646.0M | — | JPMorgan→ |
| C22 | PALMER SQUARE CAPITAL MANAGEMENT LLC CRD 155697 | KS | $25.59B | 4 | JPMorgan→ |
| C20 | GRANITE EQUITY PARTNERS LLC CRD 158378 | MN | $1.89B | — | JPMorgan→ |
| C20 | NORTHLAND SECURITIES, INC. CRD 40258 | MN | $405.5M | 50 | Pershing→ |
| C19 | SOLIDARITY WEALTH, LLC CRD 315843 | UT | $704.2M | 9 | Pershing→ |
| C16 | MIDWEST FINANCIAL PARTNERS INVESTMENTS, INC. CRD 173790 | MN | $1.52B | 9 | Pershing→ |
| C12 | DEEPWATER ASSET MANAGEMENT, LLC CRD 316507 | MN | $626.7M | 2 | Pershing→ |
| C11 | WOODBURY FINANCIAL SERVICES, INC. CRD 421 | MN | — | — | Pershing→ |