SourcingSourcing

HOEY INVESTMENTS, INC.

C50
CRD 152103·SEC 801-80919·COATESVILLE, PA
AUM
$788.3M
$500M-$1B
Est. Revenue
$7.9M
@ 1% on AUM
Est. EBITDA
$2.4M
@ 30% margin
Est. Deal Value
$18.9M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
HOEY INVESTMENTS, INC.
CRD
152103
SEC file #
801-80919
EIN
261467855
DBA names
—

Economics

AUM
$788.3M
AUM band
$500M-$1B
AUM trajectory
'20'26
$158.7M → $788.3M▲ +397%
Client mix
Individuals Other404
Individuals High Net Worth185

Operations

Employees (total)
5
Advisory staff (per ADV)
1
Advisory staff (5-yr trend)
'20'26
2 advisors → 1 advisors▼ -50%
Primary office
COATESVILLE PA
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Financial planningPortfolio mgmt — individuals
Fee basis
% of AUM

Filings

Latest ADV filing
03/28/2026
ADV-W filed at
—
Website
hoeyinvestments.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
HOEY, FRANCIS, JAMES
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
1
Control Persons
HOEY, FRANCIS, JAMES
Solo Advisor Indicator
No
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
HOEYINVESTMENTS.COM
Rdap Domain Creation Date
2007-11-21T19:38:44Z
Rdap Firm Age Years
19
Rdap Firm Age Band
10-20y
Rdap Registrar
GoDaddy.com, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0001799544
Edgar Registered
Yes
Edgar Filing Count
31
Edgar First Filing Date
2020-01-10
Edgar Last Filing Date
2026-04-29
Edgar 13f Count
29
Edgar 13f Latest AUM Estimate
Filing Date2026-04-29
Accession0001799544-26-000002

Local market & wealth

Rank targets by how wealthy the local market is

Soi High Wealth Score
0.2632
Soi Zip Pct 200k Plus
0.0653
Soi Zip Returns 200k Plus
1,710
Soi Zip Total AGI
2,257,747
Fdic Zip Total Deposits
5,647,974,000
Fdic Zip Branch Count
160
Fdic Zip Top Banks
Coatesville Savings Bank
Presence Bank

Compliance & brand

Firm Registration Status
active

All other collected signals (27)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
1
Bc Firm IAR Count
1
Custodian Candidates
Full
Charles Schwab6
E*trade4
Edgar Addresses
Mailing
1000 BRANDYWINE CREEK ROADCOATESVILLE, PA 19320
Business
1000 BRANDYWINE CREEK ROADCOATESVILLE, PA 19320
Edgar EIN
261467855
Edgar Recent Filings
13F-HR2026-04-29 · 0001799544-26-000002
13F-HR2026-01-28 · 0001799544-26-000001
Fdic Zip Branches Raw
Coatesville Savings BankCoatesville, PA
First Fidelity Bank, National AssociationCoatesville, PA
Fdic Zip HHI
1687.83
Fdic Zip Top Bank Share Pct
36.05
Fdic Zip Year
2025
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2026-11-21T19:38:44Z
Rdap Domain Last Changed
2022-09-04T18:45:10Z
Rdap Nameservers
Ns51.domaincontrol.comNs52.domaincontrol.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited
Soi Year
2022
Soi Zip Distribution
Stub 1
AGI82,880
Returns6,920
Stub 2
AGI208,086
Returns5,590
Stub 3
AGI244,159
Returns3,970
Soi Zip Total Business Income
56,953
Soi Zip Total Cap Gains
72,099
Soi Zip Total Dividends
39,748
Soi Zip Total Returns
26,180
Top Owner CRD
2911665
Trust Company Affiliate
No

People (1)

1
HOEY, FRANCIS, JAMES
IAR · Direct Owner · 87.5%
2911665