PL CAPITAL ADVISORS, LLC

CRD

162083

SEC file #

801-79328

EIN

204155863

DBA names

—

Economics

AUM

$326.5M

AUM band

$100M-$500M

AUM trajectory

'20 · $357.3M

'21 · $431.6M

'22 · $361.5M

'23 · $452.1M

'25 · $305.1M

'26 · $326.5M

'20'26

$357.3M → $326.5M▼ -9%

sec adv history

Client mix

Pooled Investment Vehicles

Operations

Employees (total)

Advisory staff (per ADV)

Advisory staff (5-yr trend)

'20 · 3 advisors

'21 · 3 advisors

'22 · 3 advisors

'23 · 3 advisors

'25 · 4 advisors

'26 · 4 advisors

'20'26

3 advisors → 4 advisors▲ +33%

sec adv history

Primary office

NAPLES FL

Branches

—

Custodian & Brokerage

Primary custodian

Goldman Sachslow confidence

adv brochure

Services offered

Portfolio mgmt — pooled vehicles

Fee basis

% of AUMPerformance-based fees

Filings

Latest ADV filing

03/27/2026

ADV-W filed at

—

Website

plcapitalllc.com

Compliance

Disclosures (firm)

Trademark

—

Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name

LASHLEY, RICHARD, J

Top Owner Pct

62.5

Top Owner Entity Kind

Owner Count

Control Persons

LASHLEY, RICHARD, J

PALMER, JOHN, WILLIAM

Solo Advisor Indicator

Succession Risk Solo Owner

Is Parent Owned Subsidiary

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed

sec adv w

Web presence ★

Stale website = winding down

Web Signal Quality

Rdap Domain

PLCAPITALLLC.COM

Rdap Domain Creation Date

2009-05-15T18:22:47Z

Rdap Firm Age Years

Rdap Firm Age Band

10-20y

Rdap Registrar

GoDaddy.com, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book

form 5500

SEC EDGAR

Edgar Cik

0001569147

Edgar Registered

Yes

Edgar Filing Count

128

Edgar First Filing Date

2013-02-14

Edgar Last Filing Date

2026-05-07

Edgar 13f Count

Edgar 13f Latest AUM Estimate

Filing Date2026-05-07

Accession0000897069-26-001056

Local market & wealth

Rank targets by how wealthy the local market is

Soi High Wealth Score

0.5827

Soi Zip Pct 200k Plus

0.4412

Soi Zip Returns 200k Plus

2,400

Soi Zip Total AGI

9,166,219

Fdic Zip Total Deposits

43,534,571,000

Fdic Zip Branch Count

400

Fdic Zip Top Banks

Bank of America, National Association

Wells Fargo Bank, National Association

Compliance & brand

Firm Registration Status

active

sec adv w

All other collected signals (27)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed

sec adv w

Bc Firm Active Bc Count

brokercheck firm search

Bc Firm Active IA Count

brokercheck firm search

Bc Firm IAR Count

brokercheck firm search

Custodian Candidates

Full

Goldman Sachs	28
E*trade	4

adv brochure

Edgar Addresses

Mailing

750 ELEVENTH STREET SOUTH, SUITE 202NAPLES, FL 34102

Business

750 ELEVENTH STREET SOUTH, SUITE 202NAPLES, FL 34102

Edgar EIN

204155863

Edgar Recent Filings

13F-HR2026-05-07 · 0000897069-26-001056

SCHEDULE 13D/A2026-02-24 · 0000897069-26-000431

Fdic Zip Branches Raw

Republic BankNaples, FL

Citizens Community Bank of FloridaNaples, FL

Fdic Zip HHI

1176.2

Fdic Zip Top Bank Share Pct

24.88

Fdic Zip Year

2025

Firm Has Custody

Yes

Mailing Office Differs

Yes

Rdap Domain Expiration Date

2029-05-15T18:22:47Z

Rdap Domain Last Changed

2024-04-26T16:15:27Z

Rdap Nameservers

Ns1.siteground.netNs2.siteground.net

Rdap Secure Dns Enabled

Rdap Status

Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited

Soi Year

2022

Soi Zip Distribution

Stub 1

AGI	9,718
Returns	850

Stub 2

AGI	23,616
Returns	640

Stub 3

AGI	28,309
Returns	460

Soi Zip Total Business Income

117,183

Soi Zip Total Cap Gains

3,728,862

Soi Zip Total Dividends

880,642

Soi Zip Total Returns

5,440

Top Owner CRD

6035048

Trust Company Affiliate