SourcingSourcing

ARDEN FUND MANAGEMENT, LLC

C25
CRD 164662·SEC 801-80193·PHILADELPHIA, PA
AUM
$1.11B
$1B+
Est. Revenue
$11.1M
@ 1% on AUM
Est. EBITDA
$3.3M
@ 30% margin
Est. Deal Value
$26.6M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
ARDEN FUND MANAGEMENT, LLC
CRD
164662
SEC file #
801-80193
EIN
383922731
DBA names
—

Economics

AUM
$1.11B
AUM band
$1B+
AUM trajectory
'20'26
$297.5M → $1.11B▲ +272%
Client mix
Pooled Investment Vehicles13

Operations

Employees (total)
23
Advisory staff (per ADV)
15
Advisory staff (5-yr trend)
'20'26
10 advisors → 15 advisors▲ +50%
Primary office
PHILADELPHIA PA
Branches
—

Custodian & Brokerage

Primary custodian
Wells Fargolow confidence
Services offered
Portfolio mgmt — pooled vehiclesOther Advisory Services
Fee basis
% of AUMPerformance-based feesOther Compensation

Filings

Latest ADV filing
03/31/2026
ADV-W filed at
—
Website
philadelphiaresidences.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
AQUARIUS INVESTMENT, LP
Top Owner Pct
87.5
Top Owner Entity Kind
DE
Owner Count
4
Control Persons
AQUARIUS INVESTMENT, LP
CARUSO, JOSEPH, SANTO
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
PHILADELPHIARESIDENCES.COM
Rdap Domain Creation Date
2005-03-22T22:41:10Z
Rdap Firm Age Years
21
Rdap Firm Age Band
20+y
Rdap Registrar
Network Solutions, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0001607386
Edgar Registered
Yes
Edgar Filing Count
3
Edgar First Filing Date
2014-07-29
Edgar Last Filing Date
2016-04-25
Edgar Form D Count
3
Edgar Form D Offerings
2016-04-252016-04-25 · 0001607386-16-000005
2016-04-062016-04-06 · 0001607386-16-000004

Compliance & brand

Firm Registration Status
active

All other collected signals (16)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
0
Bc Firm IAR Count
0
Custodian Candidates
Full
Wells Fargo16
E*trade4
Jpmorgan2
Edgar Addresses
Mailing
1635 MARKET STREET17TH FLOORPHILADELPHIA, PA 19103
Business
1635 MARKET STREET17TH FLOORPHILADELPHIA, PA 19103
Edgar EIN
383922731
Edgar Recent Filings
D/A2016-04-25 · 0001607386-16-000005
D/A2016-04-06 · 0001607386-16-000004
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2027-03-22T21:41:10Z
Rdap Domain Last Changed
2026-01-21T07:57:07Z
Rdap Nameservers
Ns1.linode.comNs2.linode.comNs3.linode.comNs4.linode.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Transfer Prohibited
Trust Company Affiliate
No

People (3)

3
CARUSO, JOSEPH, SANTO
Executive Officer · 2.5%
6327666
Saltzman, Steven, Reed
Executive Officer · 2.5%
6620491
SPENCER, CRAIG, ALLEN
Executive Officer · 2.5%
6083807