BRIAN JAMES MCCAULEY

B63

IAR CRD 1011765·Industry start 1981-12-30

Identity

Legal name

BRIAN JAMES MCCAULEY

CRD

1011765

NPN

—

Career

Previous employments

MOLONEY SECURITIES CO., INC.2003-02-10

ROCKY MOUNTAIN SECURITIES & INVESTMENTS, INC.1990-12-05

Current branches

BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.

BFC PLANNING, INC.

Designations

—

Education

—

BrokerCheck signals

Industry start

1981-12-30

Est. age

67

Age confidence

—

Est. birth year

1959

BC active

Yes

IA active

Yes

Disclosures

No

Private residence

Yes

Firm affiliations

2

BFC PLANNING, INC.

BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.