JAMES BERNARD CARROLL

B55

IAR CRD 1186198·Industry start 1983-12-21

Identity

Legal name

JAMES BERNARD CARROLL

CRD

1186198

NPN

—

Career

Previous employments

BEAR, STEARNS & CO. INC.1994-11-29

SMITH BARNEY INC.1989-02-25

Current branches

—

Designations

—

Education

—

BrokerCheck signals

Industry start

1983-12-21

Est. age

65

Age confidence

—

Est. birth year

1961

BC active

No

IA active

Yes

Disclosures

No

Private residence

No

Firm affiliations

1

BALLAST ROCK PRIVATE WEALTH LLC