Sourcing
Firms
People
Sources
ROTH, BRIAN, ALAN
C
12
IAR CRD 1424322
Identity
Legal name
ROTH, BRIAN, ALAN
brokercheck
CRD
1424322
NPN
—
Career
Previous employments
—
Current branches
—
Designations
—
Education
—
BrokerCheck signals
Industry start
—
Est. age
—
Age confidence
high
brokercheck
Est. birth year
—
BC active
No
brokercheck
IA active
No
brokercheck
Disclosures
No
brokercheck
Private residence
No
brokercheck
Firm affiliations
2
OPPENHEIMER ASSET MANAGEMENT INC.
Executive Officer · 2.5% ownership
CRD 105559
OPPENHEIMER ALTERNATIVE INVESTMENT MANAGEMENT, LLC
Executive Officer · 2.5% ownership
CRD 140485