Sourcing
Firms
People
Sources
ROSEMARY ANNE RICHARD
C
43
IAR CRD 1460975
·
Industry start 1998-06-01
Identity
Legal name
ROSEMARY ANNE RICHARD
brokercheck
CRD
1460975
NPN
—
Career
Previous employments
LORING WARD SECURITIES INC.
2011-04-26
CITIGROUP GLOBAL MARKETS INC.
2004-11-02
▸ Show all (+6)
brokercheck
Current branches
LPL FINANCIAL LLC
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Designations
—
Education
—
BrokerCheck signals
Industry start
1998-06-01
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Est. age
50
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Age confidence
high
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Est. birth year
1976
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BC active
Yes
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IA active
No
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Disclosures
No
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Private residence
No
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Firm affiliations
1
WCG WEALTH ADVISORS, LLC
Executive Officer · 2.5% ownership
CRD 173194