JAMES SIMPSON KAPLAN

C45

IAR CRD 1479440·Industry start 1986-04-19

Identity

Legal name

JAMES SIMPSON KAPLAN

CRD

1479440

NPN

—

Career

Previous employments

WILLIAM BLAIR & COMPANY L.L.C.1994-07-05

FIRST UNION CAPITAL MARKETS CORP.1989-01-13

Current branches

—

Designations

—

Education

—

BrokerCheck signals

Industry start

1986-04-19

Est. age

62

Age confidence

—

Est. birth year

1964

BC active

No

IA active

Yes

Disclosures

No

Private residence

No

Firm affiliations

1

NATIONAL INVESTMENT SERVICES OF AMERICA, LLC