SourcingSourcing

DAPHNE STUART CAPERTON

C31
IAR CRD 1761355·Industry start 1997-06-04

Identity

Legal name
DAPHNE STUART CAPERTON
CRD
1761355
NPN
—

Career

Previous employments
NATIONAL SECURITIES CORPORATION2021-03-20
WINSLOW, EVANS & CROCKER, INC.2002-10-29
Current branches
B. RILEY WEALTH MANAGEMENT
B. RILEY WEALTH ADVISORS, INC.
Designations
—
Education
—

BrokerCheck signals

Industry start
1997-06-04
Est. age
51
Age confidence
—
Est. birth year
1975
BC active
Yes
IA active
Yes
Disclosures
No
Private residence
No

Firm affiliations

1
B. RILEY WEALTH ADVISORS, INC.
IAR
CRD 115927