WILLIAM ROBERT SWARTZ

C31

IAR CRD 2348798·Industry start 1995-11-05

Identity

Legal name

WILLIAM ROBERT SWARTZ

CRD

2348798

NPN

—

Career

Previous employments

TRANSAMERICA CAPITAL, INC.2010-02-10

JOHN HANCOCK DISTRIBUTORS LLC2005-05-31

Current branches

LPL FINANCIAL LLC

SFG WEALTH MANAGEMENT

Designations

—

Education

—

BrokerCheck signals

Industry start

1995-11-05

Est. age

53

Age confidence

—

Est. birth year

1973

BC active

Yes

IA active

Yes

Disclosures

No

Private residence

No

Firm affiliations

1

SFG WEALTH MANAGEMENT, LLC