Sourcing
Firms
People
Sources
RICHARD JOSEPH ROCK
C
26
IAR CRD 2779692
·
Industry start 1996-09-16
Identity
Legal name
RICHARD JOSEPH ROCK
brokercheck
CRD
2779692
NPN
—
Career
Previous employments
MORGAN STANLEY
2009-06-01
CITIGROUP GLOBAL MARKETS INC.
2001-09-10
▸ Show all (+2)
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Current branches
WILLOW COVE INVESTMENT GROUP, INC.
BALBOA WEALTH PARTNERS, INC.
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Designations
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Education
—
BrokerCheck signals
Industry start
1996-09-16
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Est. age
52
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Age confidence
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Est. birth year
1974
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BC active
Yes
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IA active
Yes
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Disclosures
Yes
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Private residence
Yes
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Firm affiliations
1
BALBOA WEALTH PARTNERS, INC.
IAR
CRD 282329