Sourcing
Firms
People
Sources
ROGER BRUCE PALLEY
C
33
IAR CRD 355497
·
Industry start 1990-12-18
Identity
Legal name
ROGER BRUCE PALLEY
brokercheck
CRD
355497
NPN
—
Career
Previous employments
NEUBERGER BERMAN LLC
2002-10-31
WELLS FARGO INVESTMENTS, LLC
2002-06-12
brokercheck
Current branches
—
Designations
—
Education
—
BrokerCheck signals
Industry start
1990-12-18
brokercheck
Est. age
58
brokercheck
Age confidence
—
Est. birth year
1968
brokercheck
BC active
No
brokercheck
IA active
Yes
brokercheck
Disclosures
No
brokercheck
Private residence
No
Firm affiliations
1
FIRST FOUNDATION ADVISORS
IAR
CRD 106075