SourcingSourcing

CHARLES RICHARD THOMPSON

B50
IAR CRD 445603·Industry start 1974-12-11

Identity

Legal name
CHARLES RICHARD THOMPSON
CRD
445603
NPN
—

Career

Previous employments
H. G. WELLINGTON & CO., INC.1995-08-17
BOMAR SECURITIES, L.P.1990-07-25
Current branches
WELLINGTON SHIELDS & CO., LLC
WELLINGTON SHIELDS CAPITAL MANAGEMENT, LLC
Designations
—
Education
—

BrokerCheck signals

Industry start
1974-12-11
Est. age
74
Age confidence
—
Est. birth year
1952
BC active
Yes
IA active
Yes
Disclosures
Yes
Private residence
Yes

Firm affiliations

2
WELLINGTON SHIELDS & CO., LLC
IAR
CRD 149021
WELLINGTON SHIELDS CAPITAL MANAGEMENT, LLC
IAR
CRD 150529