GUY MAXWELL ULE

B58

IAR CRD 451403·Industry start 1972-09-24

Identity

Legal name

GUY MAXWELL ULE

CRD

451403

NPN

—

Career

Previous employments

SHIELDS & COMPANY2000-11-30

HERZOG, HEINE, GEDULD, INC.1989-07-18

Current branches

WELLINGTON SHIELDS & CO., LLC

WELLINGTON SHIELDS & CO., LLC

Designations

—

Education

—

BrokerCheck signals

Industry start

1972-09-24

Est. age

76

Age confidence

—

Est. birth year

1950

BC active

Yes

IA active

Yes

Disclosures

Yes

Private residence

Yes

Firm affiliations

1

WELLINGTON SHIELDS & CO., LLC