DAVID ALFRED RICCIO

C14

IAR CRD 4734960·Industry start 2003-12-07

Identity

Legal name

DAVID ALFRED RICCIO

CRD

4734960

NPN

—

Career

Previous employments

BROADWALL CAPITAL LLC2004-04-15

NORTHEAST SECURITIES, INC.2003-12-08

Current branches

LADENBURG THALMANN & CO. INC.

LADENBURG THALMANN ASSET MANAGEMENT INC

Designations

—

Education

—

BrokerCheck signals

Industry start

2003-12-07

Est. age

45

Age confidence

—

Est. birth year

1981

BC active

Yes

IA active

Yes

Disclosures

Yes

Private residence

Yes

Firm affiliations

1

LADENBURG THALMANN ASSET MANAGEMENT INC