STEPHEN T TU

C14

IAR CRD 5565787·Industry start 2008-10-18

Identity

Legal name

STEPHEN T TU

CRD

5565787

NPN

—

Career

Previous employments

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED2013-04-24

MORGAN STANLEY2010-06-21

Current branches

PURSHE KAPLAN STERLING INVESTMENTS

SEACREST WEALTH MANAGEMENT, LLC

Designations

—

Education

—

BrokerCheck signals

Industry start

2008-10-18

Est. age

40

Age confidence

—

Est. birth year

1986

BC active

Yes

IA active

Yes

Disclosures

Yes

Private residence

No

Firm affiliations

1

SEACREST WEALTH MANAGEMENT, LLC