SourcingSourcing

ERIC DOUGLAS SMITH

C10
IAR CRD 5588560·Industry start 2012-03-12

Identity

Legal name
ERIC DOUGLAS SMITH
CRD
5588560
NPN
—

Career

Previous employments
CHARLES SCHWAB & CO., INC.2022-09-06
NUVEEN SECURITIES, LLC2017-02-21
Current branches
—
Designations
—
Education
—

BrokerCheck signals

Industry start
2012-03-12
Est. age
36
Age confidence
high
Est. birth year
1990
BC active
No
IA active
No
Disclosures
No
Private residence
No

Firm affiliations

4
DSF ADVISORS, LLC
Executive Officer · 2.5% ownership
CRD 283411
RAINIER CAPITAL PARTNERS LP
Executive Officer · 2.5% ownership
CRD 315967
CHAMONIX PARTNERS CAPITAL MANAGEMENT LLC
Executive Officer · 2.5% ownership
CRD 318867
MOONTOWER ASSET MANAGEMENT LP
Executive Officer · 2.5% ownership
CRD 328999