Sourcing
Firms
People
Sources
Nicole Marie Yates
C
25
IAR CRD 5863614
·
Industry start 2020-12-23
Identity
Legal name
Nicole Marie Yates
brokercheck
CRD
5863614
NPN
—
Career
Previous employments
CADARET, GRANT & CO., INC.
2024-02-23
RAYMOND JAMES & ASSOCIATES, INC.
2020-11-09
brokercheck
Current branches
LPL FINANCIAL LLC
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Designations
—
Education
—
BrokerCheck signals
Industry start
2020-12-23
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Est. age
28
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Age confidence
high
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Est. birth year
1998
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BC active
Yes
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IA active
No
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Disclosures
No
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Private residence
Yes
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Firm affiliations
1
SPARTAN WEALTH ADVISORY SERVICES LLC
Executive Officer · 2.5% ownership
CRD 331719