JAMES R DAWSON

C13

IAR CRD 6295621·Industry start 2014-06-09

Identity

Legal name

JAMES R DAWSON

CRD

6295621

NPN

—

Career

Previous employments

HALO SECURITIES, LLC2019-12-04

CHARLES SCHWAB & CO., INC.2014-06-10

Current branches

ROTHSCHILD INVESTMENT LLC

ROTHSCHILD WEALTH LLC

Designations

—

Education

—

BrokerCheck signals

Industry start

2014-06-09

Est. age

34

Age confidence

—

Est. birth year

1992

BC active

Yes

IA active

Yes

Disclosures

No

Private residence

No

Firm affiliations

2

ROTHSCHILD WEALTH LLC

ROTHSCHILD INVESTMENT LLC