JAMES C SHAY

C5

IAR CRD 6509594·Industry start 2019-07-23

Identity

Legal name

JAMES C SHAY

CRD

6509594

NPN

—

Career

Previous employments

UBS FINANCIAL SERVICES INC.2018-09-19

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED2016-03-17

Current branches

—

Designations

—

Education

—

BrokerCheck signals

Industry start

2019-07-23

Est. age

29

Age confidence

—

Est. birth year

1997

BC active

No

IA active

Yes

Disclosures

No

Private residence

No

Firm affiliations

1

KORNITZER CAPITAL MANAGEMENT, INC.