SourcingSourcing

Caroline Elizabeth O'Day

C13
IAR CRD 6539059·Industry start 2017-08-16

Identity

Legal name
Caroline Elizabeth O'Day
CRD
6539059
NPN
—

Career

Previous employments
INVESCO DISTRIBUTORS, INC.2019-05-25
OPPENHEIMERFUNDS DISTRIBUTOR, INC.2017-07-21
Current branches
NUVEEN SECURITIES, LLC
NUVEEN ASSET MANAGEMENT, LLC
Designations
—
Education
—

BrokerCheck signals

Industry start
2017-08-16
Est. age
31
Age confidence
—
Est. birth year
1995
BC active
Yes
IA active
Yes
Disclosures
No
Private residence
No

Firm affiliations

1
NUVEEN ASSET MANAGEMENT, LLC
IAR
CRD 155584