Sourcing
Firms
People
Sources
Roy Paul Smith
C
13
IAR CRD 6731037
·
Industry start 2019-02-11
Identity
Legal name
Roy Paul Smith
brokercheck
CRD
6731037
NPN
—
Career
Previous employments
EDWARD JONES
2017-02-16
EDWARD JONES
2017-04-19
brokercheck
Current branches
AMERICAN GLOBAL WEALTH MANAGEMENT, INC.
CAPE INVESTMENT ADVISORY, INC.
brokercheck
Designations
—
Education
—
BrokerCheck signals
Industry start
2019-02-11
brokercheck
Est. age
29
brokercheck
Age confidence
—
Est. birth year
1997
brokercheck
BC active
Yes
brokercheck
IA active
Yes
brokercheck
Disclosures
No
brokercheck
Private residence
Yes
brokercheck
Firm affiliations
1
CAPE INVESTMENT ADVISORY, INC.
IAR
CRD 146384