Sourcing
Firms
People
Sources
Christopher Raymond Klein
C
5
IAR CRD 7052625
·
Industry start 2023-05-13
Identity
Legal name
Christopher Raymond Klein
brokercheck
CRD
7052625
NPN
—
Career
Previous employments
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
2019-02-15
brokercheck
Current branches
—
Designations
—
Education
—
BrokerCheck signals
Industry start
2023-05-13
brokercheck
Est. age
25
brokercheck
Age confidence
—
Est. birth year
2001
brokercheck
BC active
No
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IA active
Yes
brokercheck
Disclosures
No
brokercheck
Private residence
No
Firm affiliations
2
WHALEN CAPITAL, INC.
IAR
CRD 130016
LIBERTY ONE WEALTH ADVISORS
IAR
CRD 315675