Form ADV Schedule A
Open source ↗firmua-headerquarterly
Form ADV Schedule A lists every direct owner and executive officer of an RIA along with their ownership percentage. The single most important signal for acquisition targeting: it tells us whether a firm is owned by one person, a holding company, or a partnership, and who actually controls the equity.
Fields it produces (8)
owner_counttop_owner_pcttop_owner_nametop_owner_crdtop_owner_entity_kindcontrol_personssuccession_risk_solo_owneris_parent_owned_subsidiary
What this source actually pulls
6 examplesSADZEWICZ, GERY, JOSEPH
1 fieldsperson · 1090963 · industry start 1984-10-29
legal name
SADZEWICZ, GERY, JOSEPH
ASHLEIGH COOPER SWAYZE
1 fieldsperson · 4632543 · industry start 2021-12-06
legal name
SWAYZE, ASHLEIGH, COOPER
NEXWAVE CAPITAL PARTNERS LLC
6 fieldsfirm · 241788 · NEW YORK, NY
control persons
6 items
owner count
6
succession risk solo owner
No
top owner crd
6500287
top owner name
TISHMAN, DANIEL, RUSSELL
top owner pct
62.5
Hayes, Patrick, Daniel
1 fieldsperson · 6571587
legal name
Hayes, Patrick, Daniel
MCCARTHY, MICHELLE, ANNE
1 fieldsperson · 7682269
legal name
MCCARTHY, MICHELLE, ANNE
NETWORTH ASSET MANAGEMENT, INC
8 fieldsfirm · 105145
control persons
3 items
is parent owned subsidiary
No
owner count
3
succession risk solo owner
Yes
top owner crd
251984
top owner entity kind
I
top owner name
HUBLEY, ROGER, ALLEN
top owner pct
87.5