SEC ADV-W (withdrawal)
Open source ↗firmua-headermonthly
ADV-W is the form a firm files when it withdraws SEC registration — usually because it's being acquired, has shut down, or is dropping below the AUM threshold. A recent ADV-W filing is a strong signal that a firm is in transition.
Fields it produces (7)
adv_w_filedadv_w_filed_atadv_w_reason_codeadv_w_recently_filedfirm_registration_statusadv_w_succession_acquirer_hintsec_adv_w_pull_error
What this source actually pulls
6 examplesDAYBRIGHT ADVISORY SERVICES, INC.
3 fieldsfirm · 133795 · MIAMI, FL
adv w filed
No
adv w recently filed
No
firm registration status
active
OMNIA FAMILY WEALTH, LLC
3 fieldsfirm · 170909 · AVENTURA, FL
adv w filed
No
adv w recently filed
No
firm registration status
active
NEXWAVE CAPITAL PARTNERS LLC
3 fieldsfirm · 241788 · NEW YORK, NY
adv w filed
No
adv w recently filed
No
firm registration status
active
PASSIVE CAPITAL MANAGEMENT, LLC
3 fieldsfirm · 142870 · SYRACUSE, NY
adv w filed
No
adv w recently filed
No
firm registration status
active
KABOUTER MANAGEMENT, LLC
3 fieldsfirm · 153099 · CHICAGO, IL
adv w filed
No
adv w recently filed
No
firm registration status
active
HUIZENGA CAPITAL MANAGEMENT, LLC
3 fieldsfirm · 156524 · OAK BROOK, IL
adv w filed
No
adv w recently filed
No
firm registration status
active