| B64 | TAVERIK CAPITAL, LLC CRD 156594 | SC | $97.5M | 2 | Charles Schwab→ |
| B62 | CAPITAL MANAGEMENT ADVISORS INC CRD 110447 | GA | $52.0M | — | E*Trade→ |
| B58 | HIGHLAND CONSULTING ASSOCIATES INTERNATIONAL, INC. CRD 282906 | OH | $76.6M | — | Fidelity→ |
| B55 | NOVUS ADVISORS, LLC CRD 157908 | SC | $91.3M | 3 | Charles Schwab→ |
| B53 | OELSCHLAGER INVESTMENTS LLC CRD 306035 | OH | $93.3M | 1 | Charles Schwab→ |
| B53 | KDHB V CAPITAL MANAGEMENT, LLC CRD 307182 | GA | $54.8M | — | E*Trade→ |
| B51 | INFINITY CREDIT ADVISORY, LLC CRD 331652 | GA | $53.5M | — | E*Trade→ |
| C48 | CONCOURSE CAPITAL ADVISORS, LLC CRD 336424 | GA | $36.1M | — | E*Trade→ |
| C46 | MCKINNEY CAPITAL, LLC CRD 315545 | AL | $91.0M | — | E*Trade→ |
| C39 | ONEASCENT CAPITAL LLC CRD 323220 | AL | $55.6M | 2 | E*Trade→ |
| C38 | MODERN CAPITAL MANAGEMENT, CO. CRD 306631 | SC | $90.7M | 5 | Charles Schwab→ |
| C34 | GLOBAL INVESTMENT ADVISORY LLC CRD 310305 | GA | $71.8M | 9 | Charles Schwab→ |
| C22 | YOUR FINANCIAL PHARMACIST PLANNING, LLC CRD 282918 | OH | $53.2M | 4 | Altruist→ |
| C16 | COLLECTIVE WEALTH PARTNERS, LLC CRD 317519 | GA | $59.9M | 4 | Charles Schwab→ |
