SourcingSourcing

ONEASCENT CAPITAL LLC

C39
CRD 323220·SEC 801-126729·BIRMINGHAM, AL
AUM
$55.6M
$25M-$100M
Est. Revenue
$556K
@ 1% on AUM
Est. EBITDA
$167K
@ 30% margin
Est. Deal Value
$1.3M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
ONEASCENT CAPITAL LLC
CRD
323220
SEC file #
801-126729
EIN
993084497
DBA names
Oneascent Capital

Economics

AUM
$55.6M
AUM band
$25M-$100M
AUM trajectory
'23'26
$9.7M → $55.6M▲ +475%
Client mix
Pooled Investment Vehicles2
Investment Companies1

Operations

Employees (total)
1
Advisory staff (per ADV)
1
Advisory staff (5-yr trend)
'23'26
1 advisors → 1 advisors▬ 0%
Primary office
BIRMINGHAM AL
Branches
—

Custodian & Brokerage

Primary custodian
E*Tradelow confidence
Services offered
Portfolio mgmt — investment companiesPortfolio mgmt — pooled vehicles
Fee basis
% of AUMPerformance-based fees

Filings

Latest ADV filing
03/19/2026
ADV-W filed at
—
Website
oneascent.com

Compliance

Disclosures (firm)
1
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
ONEACSENT HOLDING LLC
Top Owner Pct
87.5
Top Owner Entity Kind
DE
Owner Count
5
Control Persons
ONEACSENT HOLDING LLC
Grubb, Robert, Wayne
Solo Advisor Indicator
Yes
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
ONEASCENT.COM
Rdap Domain Creation Date
2016-04-01T09:15:13Z
Rdap Firm Age Years
10
Rdap Firm Age Band
10-20y
Rdap Registrar
GoDaddy.com, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0002028941
Edgar Registered
Yes
Edgar Filing Count
5
Edgar First Filing Date
2024-07-01
Edgar Last Filing Date
2025-09-12
Edgar Form D Count
2
Edgar Form D Offerings
2025-06-272025-06-27 · 0002028941-25-000002
2024-07-012024-07-01 · 0002028941-24-000001

Compliance & brand

Firm Registration Status
active

All other collected signals (16)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
2
Bc Firm IAR Count
2
Custodian Candidates
Full
E*trade4
Edgar Addresses
Mailing
23 INVERNESS CENTER PARKWAYBIRMINGHAM, AL 35242
Business
23 INVERNESS CENTER PARKWAYBIRMINGHAM, AL 35242
Edgar EIN
993084497
Edgar Recent Filings
40-APP/A2025-09-12 · 0001580642-25-006042
D/A2025-06-27 · 0002028941-25-000002
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2027-04-01T09:15:13Z
Rdap Domain Last Changed
2026-04-02T12:03:04Z
Rdap Nameservers
Ns21.domaincontrol.comNs22.domaincontrol.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited
Trust Company Affiliate
No

People (5)

5
PEARSON, HARRY, NOBLE
IAR · Executive Officer · 2.5%
2847191
Grubb, Robert, Wayne
Executive Officer · 2.5%
6618081
Coleman James Pearson
Executive Officer · 2.5%
6714346
ASHLEIGH COOPER SWAYZE
Executive Officer · 2.5%
4632543
Brian Scott Watson
IAR
8055177