DOL Form 5500 + Schedule C
Open source ↗firmnoneannual
Department of Labor Form 5500 is the annual disclosure every employer-sponsored retirement plan must file. The Schedule C inside lists the plan's service providers and their compensation — useful for identifying RIAs with significant retirement-plan books.
Fields it produces (12)
form_5500_plan_countform_5500_total_plan_assetsform_5500_total_participantsform_5500_total_compensationschedule_c_service_provider_rowsschedule_c_total_compensationschedule_c_terminationsform_5500_plan_count_trajectory_3yform_5500_compensation_trajectory_3yretirement_plan_bookform_5500_successor_relationshipsform_5500_pull_status
What this source actually pulls
6 examplesG. W. HENSSLER & ASSOCIATES, LTD
8 fieldsfirm · 104545 · KENNESAW, GA
form 5500 compensation trajectory 3y
2024: 0 · 2025: 348799
form 5500 plan count
10
form 5500 plan count trajectory 3y
2024: 1 · 2025: 9
form 5500 total compensation
348,799
form 5500 total participants
305
retirement plan book
Yes
schedule c service provider rows
10
schedule c total compensation
348,799
CORTLAND ASSOCIATES INC
8 fieldsfirm · 104681 · ST. LOUIS, MO
form 5500 compensation trajectory 3y
2024: 0 · 2025: 7110
form 5500 plan count
3
form 5500 plan count trajectory 3y
2024: 2 · 2025: 1
form 5500 total compensation
7,110
form 5500 total participants
5,573
retirement plan book
Yes
schedule c service provider rows
3
schedule c total compensation
7,110
PACIFIC INCOME ADVISERS INC
8 fieldsfirm · 104719 · EL SEGUNDO, CA
form 5500 compensation trajectory 3y
2024: 0 · 2025: 6642138 · 2026: 151897
form 5500 plan count
192
form 5500 plan count trajectory 3y
2024: 1 · 2025: 185 · 2026: 6
form 5500 total compensation
6,794,035
form 5500 total participants
27
retirement plan book
Yes
schedule c service provider rows
192
schedule c total compensation
6,794,035
ZAZOVE ASSOCIATES LLC
8 fieldsfirm · 104751 · INCLINE VILLAGE, NV
form 5500 compensation trajectory 3y
2024: 0 · 2025: 148573 · 2026: 121156
form 5500 plan count
4
form 5500 plan count trajectory 3y
2024: 1 · 2025: 2 · 2026: 1
form 5500 total compensation
269,729
form 5500 total participants
23
retirement plan book
Yes
schedule c service provider rows
4
schedule c total compensation
269,729
CAPITAL MANAGEMENT ASSOCIATES INC
8 fieldsfirm · 104783 · NEW YORK, NY
form 5500 compensation trajectory 3y
2024: 0 · 2025: 373844
form 5500 plan count
10
form 5500 plan count trajectory 3y
2024: 1 · 2025: 9
form 5500 total compensation
373,844
form 5500 total participants
39
retirement plan book
Yes
schedule c service provider rows
10
schedule c total compensation
373,844
HUDSON EDGE INVESTMENT PARTNERS, INC.
8 fieldsfirm · 104870 · JERSEY CITY, NJ
form 5500 compensation trajectory 3y
2024: 0 · 2025: 3394210 · 2026: 283231
form 5500 plan count
27
form 5500 plan count trajectory 3y
2024: 1 · 2025: 19 · 2026: 7
form 5500 total compensation
3,677,441
form 5500 total participants
28
retirement plan book
Yes
schedule c service provider rows
28
schedule c total compensation
3,677,441