| B59 | COORDINATED CAPITAL SECURITIES, INC. CRD 14762 | WI | $159.9M | 30 | Wells Fargo→ |
| B56 | KALAMATA ASSET MANAGEMENT LLC CRD 284328 | MD | $106.8M | 1 | Wells Fargo→ |
| B54 | RLJ EQUITY PARTNERS, LLC CRD 162006 | MD | $109.1M | — | Northern Trust→ |
| C48 | CHAPIN DAVIS, INC CRD 28116 | MD | $642.8M | 25 | Wells Fargo→ |
| C47 | GEF MANAGEMENT CORPORATION CRD 107208 | MD | $116.0M | — | Wells Fargo→ |
| C46 | CUSHING CAPITAL PARTNERS, LLC CRD 313497 | WI | $274.7M | 2 | Wells Fargo→ |
| C41 | ABRAMS BISON INVESTMENTS, L.L.C. CRD 137183 | MD | $2.51B | — | Northern Trust→ |
| C41 | BKM WEALTH MANAGEMENT, LLC CRD 323928 | WI | $651.8M | 6 | Wells Fargo→ |
| C36 | G10 LLC CRD 322876 | MD | $4.91B | — | Northern Trust→ |
| C30 | LOMBARD ADVISERS INCORPORATED CRD 108231 | MD | $669.8M | 32 | Wells Fargo→ |
| C30 | NORTHWESTERN MUTUAL INVESTMENT MANAGEMENT COMPANY, LLC CRD 307865 | WI | $323.08B | — | Northern Trust→ |
| C25 | ENLIGHTENMENT CAPITAL, LLC CRD 166422 | MD | $2.12B | — | Wells Fargo→ |
| C8 | ROTUNDA CAPITAL PARTNERS, LLC CRD 290282 | MD | $1.61B | — | Wells Fargo→ |
