SourcingSourcing

LOMBARD ADVISERS INCORPORATED

C30
CRD 108231·SEC 801-114981·BALTIMORE, MD
AUM
$669.8M
$500M-$1B
Est. Revenue
$6.7M
@ 1% on AUM
Est. EBITDA
$2.0M
@ 30% margin
Est. Deal Value
$16.1M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
LOMBARD ADVISERS INCORPORATED
CRD
108231
SEC file #
801-114981
EIN
—
DBA names
—

Economics

AUM
$669.8M
AUM band
$500M-$1B
AUM trajectory
'20'26
$112.5M → $669.8M▲ +495%
Client mix
Individuals Other867
Individuals High Net Worth74
Pension Profit Sharing Plans27
Charitable Organizations15
Corporations2

Operations

Employees (total)
41
Advisory staff (per ADV)
30
Advisory staff (5-yr trend)
'20'26
29 advisors → 30 advisors▲ +3%
Primary office
BALTIMORE MD
Branches
—

Custodian & Brokerage

Primary custodian
Wells Fargolow confidence
Services offered
Portfolio mgmt — individualsPortfolio mgmt — businessesPension consultingSelection of other advisers
Fee basis
% of AUMFixed fees

Filings

Latest ADV filing
03/27/2026
ADV-W filed at
—
Website
golombard.com

Compliance

Disclosures (firm)
1
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
LOMBARD SECURITIES
Top Owner Pct
87.5
Top Owner Entity Kind
DE
Owner Count
4
Control Persons
LOMBARD SECURITIES
DONLAN WELKER, TERRY, LYNN
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
GOLOMBARD.COM
Rdap Domain Creation Date
1999-02-16T05:00:00Z
Rdap Firm Age Years
27
Rdap Firm Age Band
20+y
Rdap Registrar
Network Solutions, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No
Form 5500 Plan Count
1
Form 5500 Total Compensation
11,526
Form 5500 Compensation Trajectory 3y
202511,526
Form 5500 Plan Count Trajectory 3y
20251
Schedule C Total Compensation
11,526
Schedule C Service Provider Rows
1

SEC EDGAR

Edgar Registered
No

Compliance & brand

Firm Registration Status
active

All other collected signals (14)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
29
Bc Firm Active IA Count
32
Bc Firm IAR Count
32
Custodian Candidates
Full
Wells Fargo5
E*trade4
Firm Has Custody
No
Mailing Office Differs
No
Rdap Domain Expiration Date
2028-02-16T05:00:00Z
Rdap Domain Last Changed
2023-09-29T16:09:53Z
Rdap Nameservers
Ns1.bluehost.comNs2.bluehost.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Transfer Prohibited
Top Owner CRD
27954
Trust Company Affiliate
No

People (36)

36
LOMBARD SECURITIES
Direct Owner · 87.5%
27954
TERRY LYNN DONLAN WELKER
Executive Officer · 2.5%
2825889
CHARLES CURTIS FOX
Executive Officer · 2.5%
1201770
WILLIAM STEPHEN SOCHA
Executive Officer · 2.5%
712323
EDWIN MAJOR REYNOLDS
IAR
374634
STEPHEN HARLOWE PRINDLE
IAR
6482683
GARY ALLEN KING
IAR
803948
PETER GRAHAM WILKINSON
IAR
4504077
CARRIE LYNN BUSSE
IAR
4270168
Brent Alan kochel
IAR
6717628
JAMES L JOHNSON
IAR
4735928
EDWARD DAVID SONNIER
IAR
2479370
RAYMOND BALLARD HARRISON
IAR
1792140
Joseph Matthew Sutphin
IAR
7495163
PERCY LEMAR HUNDLEY
IAR
730534
FRANK DOMINIC CORTO
IAR
2537861
GARY CLEVELAND COLLIER
IAR
873890
STEVEN ROBERT SWITLICK
IAR
838288
MICHAEL PRESTON COX
IAR
1241173
Joseph Carl Sonnier
IAR
8078685
DONALD EUGENE OATES
IAR
1180250
KENNETH RAYMOND KIRKEBY
IAR
1051705
DAVID FREDERICK GUENSCH
IAR
1769051
THOMAS STEPHEN WALLS
IAR
1105863
CHARLES M JENKINS
IAR
3182100
JOHNNY G BROWN
IAR
5408594
Brian Lee Slagle
IAR
2895570
LAWRENCE IRA REITARS
IAR
3226121
RICHARD ALAN FOGAL
IAR
7161950
Arthur Graig Gallo
IAR
6999665
Jon Mark Dabareiner
IAR
1893076
HARVEY CLIFFORD BYRD
IAR
5202142
MARILYN LEJEUNE WATKINS
IAR
4813250
DON ANDREW PRICE
IAR
2078986
LESLIE MARVIN BOYCE
IAR
3016175
William C Fox
IAR
7912405