| A65 | BLUE GRANITE CAPITAL, LLC CRD 125607 | SC | $108.8M | 3 | Pershing→ |
| B64 | HANOVER ADVISORS, INC CRD 119655 | SC | $354.9M | 3 | Pershing→ |
| B54 | NORRIS FINANCIAL GROUP, LLC CRD 129422 | SC | $353.0M | 3 | Pershing→ |
| C48 | RAMIAH INVESTMENT GROUP, INC. CRD 130919 | WI | $283.3M | 4 | Pershing→ |
| C43 | NEPSIS, INC. CRD 141203 | MN | $344.5M | 14 | Pershing→ |
| C42 | PSC CAPITAL PARTNERS LLC CRD 165620 | MN | $240.8M | — | Pershing→ |
| C34 | STAIRWAY PARTNERS, LLC CRD 133157 | MN | $2.36B | 4 | Pershing→ |
| C32 | EHLERS INVESTMENT PARTNERS, LLC CRD 146385 | MN | $3.17B | 6 | Pershing→ |
| C32 | STRONG TOWER ADVISORY SERVICES LLC CRD 315106 | MN | $759.2M | 7 | Pershing→ |
| C28 | LEVERTY FINANCIAL GROUP, LLC CRD 310258 | WI | $676.8M | 6 | Pershing→ |
| C23 | ORGEL WEALTH MANAGEMENT, LLC CRD 168219 | WI | $9.55B | 30 | Pershing→ |
| C20 | NORTHLAND SECURITIES, INC. CRD 40258 | MN | $405.5M | 50 | Pershing→ |
| C16 | MIDWEST FINANCIAL PARTNERS INVESTMENTS, INC. CRD 173790 | MN | $1.52B | 9 | Pershing→ |
| C12 | DEEPWATER ASSET MANAGEMENT, LLC CRD 316507 | MN | $626.7M | 2 | Pershing→ |
| C11 | WOODBURY FINANCIAL SERVICES, INC. CRD 421 | MN | — | — | Pershing→ |
