SourcingSourcing

NORRIS FINANCIAL GROUP, LLC

B54
CRD 129422·SEC 801-112958·GREENVILLE, SC
AUM
$353.0M
$100M-$500M
Est. Revenue
$3.5M
@ 1% on AUM
Est. EBITDA
$1.1M
@ 30% margin
Est. Deal Value
$8.5M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
NORRIS FINANCIAL GROUP, LLC
CRD
129422
SEC file #
801-112958
EIN
582280206
DBA names
—

Economics

AUM
$353.0M
AUM band
$100M-$500M
AUM trajectory
'20'26
$117.5M → $353.0M▲ +200%
Client mix
Individuals Other284
Individuals High Net Worth78
Pension Profit Sharing Plans35
Corporations6

Operations

Employees (total)
6
Advisory staff (per ADV)
3
Advisory staff (5-yr trend)
'20'26
3 advisors → 3 advisors▬ 0%
Primary office
GREENVILLE SC
Branches
—

Custodian & Brokerage

Primary custodian
Pershinglow confidence
Services offered
Financial planningPortfolio mgmt — individualsPortfolio mgmt — businessesPension consulting
Fee basis
% of AUMHourly chargesFixed fees

Filings

Latest ADV filing
03/19/2026
ADV-W filed at
—
Website
norrisfinancialgroup.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
TERRY L. NORRIS FINANCIAL SERVICES,
Top Owner Pct
87.5
Top Owner Entity Kind
DE
Owner Count
2
Control Persons
TERRY L. NORRIS FINANCIAL SERVICES,
NORRIS, TERRY, LYNN
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
NORRISFINANCIALGROUP.COM
Rdap Domain Creation Date
1999-11-03T01:33:49Z
Rdap Firm Age Years
27
Rdap Firm Age Band
20+y
Rdap Registrar
DreamHost, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0002129318
Edgar Registered
Yes
Edgar Filing Count
21
Edgar First Filing Date
2026-05-20
Edgar Last Filing Date
2026-05-20
Edgar 13f Count
21
Edgar 13f Latest AUM Estimate
Filing Date2026-05-20
Accession0002129318-26-000023

Compliance & brand

Firm Registration Status
active

All other collected signals (16)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
3
Bc Firm Active IA Count
3
Bc Firm IAR Count
3
Custodian Candidates
Full
Pershing4
E*trade4
Edgar Addresses
Mailing
605 N MAIN ST.GREENVILLE, SC 29601
Business
605 N MAIN ST.GREENVILLE, SC 29601
Edgar EIN
582280206
Edgar Recent Filings
13F-HR2026-05-20 · 0002129318-26-000023
13F-HR2026-05-20 · 0002129318-26-000022
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2026-11-03T00:33:49Z
Rdap Domain Last Changed
2025-10-02T07:51:39Z
Rdap Nameservers
Ns1.dreamhost.comNs2.dreamhost.comNs3.dreamhost.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Transfer Prohibited
Trust Company Affiliate
No

People (3)

3
NORRIS, TERRY, LYNN
IAR · Executive Officer · 2.5%
841386
CALVIN BENJAMIN DAVIS
IAR
6346388
ALTMAN J NORRIS
IAR
4894219