| B59 | SURIENCE PRIVATE WEALTH LLC CRD 313055 | WA | $124.0M | 2 | Wells Fargo→ |
| C50 | RICHARDS, MERRILL & PETERSON, INC. CRD 713 | WA | $643.6M | 12 | Wells Fargo→ |
| C35 | MEYERS WEALTH MANAGEMENT, LLC CRD 289801 | OH | $1.93B | 9 | Wells Fargo→ |
| C33 | FEG INVESTMENT SERVICES, LLC CRD 281516 | OH | $2.23B | — | State Street→ |
| C28 | PUGH CAPITAL MANAGEMENT, INC. CRD 111765 | WA | $12.82B | 4 | State Street→ |
| C28 | IDR INVESTMENT MANAGEMENT, LLC CRD 286208 | OH | $10.19B | — | State Street→ |
| C25 | RUSSELL INVESTMENTS IMPLEMENTATION SERVICES, LLC CRD 329 | WA | $81.09B | 50 | State Street→ |
| C25 | FAIRVIEW PARTNERS INVESTMENT MANAGEMENT LLC CRD 170918 | WA | $256.0M | 4 | Wells Fargo→ |
| C24 | STRATEGIC VALUE BANK PARTNERS LLC CRD 282228 | OH | $774.1M | — | Wells Fargo→ |
| C24 | INTEGRATED QUANTITATIVE INVESTMENTS LLC CRD 310106 | WA | $844.8M | 5 | State Street→ |
| C22 | RUSSELL INVESTMENTS CAPITAL, LLC CRD 37550 | WA | $35.03B | — | State Street→ |
| C22 | ACUITAS INVESTMENTS, LLC CRD 155782 | WA | $1.48B | 2 | State Street→ |
| C14 | NCT GP I, LLC CRD 163695 | OH | — | — | State Street→ |
| C14 | NCT GP II, LLC CRD 170439 | OH | — | — | State Street→ |
| C13 | NCT FUND MANAGEMENT, LLC CRD 163692 | OH | — | — | State Street→ |
