SourcingSourcing

RUSSELL INVESTMENTS CAPITAL, LLC

C22
CRD 37550·SEC 801-56576·SEATTLE, WA
AUM
$35.03B
$1B+
Est. Revenue
$350.3M
@ 1% on AUM
Est. EBITDA
$105.1M
@ 30% margin
Est. Deal Value
$840.7M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
RUSSELL INVESTMENTS CAPITAL, LLC
CRD
37550
SEC file #
801-56576
EIN
000000000
DBA names
Russell Investments

Economics

AUM
$35.03B
AUM band
$1B+
AUM trajectory
'20'26
$16.98B → $35.03B▲ +106%
Client mix
Pooled Investment Vehicles53
Pension Profit Sharing Plans37
State Or Municipal Govt5
Other4
Charitable Organizations3

Operations

Employees (total)
580
Advisory staff (per ADV)
126
Advisory staff (5-yr trend)
'20'26
49 advisors → 126 advisors▲ +157%
Primary office
SEATTLE WA
Branches
—

Custodian & Brokerage

Primary custodian
State Streetlow confidence
Services offered
Portfolio mgmt — pooled vehiclesPortfolio mgmt — businessesPension consultingSelection of other advisers
Fee basis
% of AUMFixed feesPerformance-based feesOther Compensation

Filings

Latest ADV filing
03/31/2026
ADV-W filed at
—
Website
russellinvestments.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
RUSSELL INVESTMENTS US
Top Owner Pct
87.5
Top Owner Entity Kind
DE
Owner Count
8
Control Persons
RUSSELL INVESTMENTS US
BOWEN, SCOTT, SPENCER
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
RUSSELLINVESTMENTS.COM
Rdap Domain Creation Date
2005-08-03T20:56:40Z
Rdap Firm Age Years
21
Rdap Firm Age Band
20+y
Rdap Registrar
MarkMonitor Inc.

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
Yes
Form 5500 Plan Count
9
Form 5500 Total Compensation
4,107,400
Form 5500 Compensation Trajectory 3y
20253,917,400
2026190,000
Form 5500 Plan Count Trajectory 3y
20258
20261
Schedule C Total Compensation
4,107,400
Schedule C Service Provider Rows
9

SEC EDGAR

Edgar Cik
0001562408
Edgar Registered
Yes
Edgar Filing Count
17
Edgar First Filing Date
2012-11-16
Edgar Last Filing Date
2025-08-22
Edgar Form D Count
13
Edgar Form D Offerings
2025-01-242025-01-24 · 0000929638-25-000304
2023-12-212023-12-21 · 0000902664-23-005979

Local market & wealth

Rank targets by how wealthy the local market is

Soi High Wealth Score
0.554
Soi Zip Pct 200k Plus
0.2597
Soi Zip Returns 200k Plus
2,620
Soi Zip Total AGI
2,438,424
Fdic Zip Total Deposits
354,334,538,000
Fdic Zip Branch Count
890
Fdic Zip Top Banks
U.S. Bank National Association
JPMorgan Chase Bank, National Association

Compliance & brand

Firm Registration Status
active

All other collected signals (27)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
0
Bc Firm IAR Count
0
Custodian Candidates
Full
State Street125
Wells Fargo8
E*trade4
Northern Trust2
Edgar Addresses
Mailing
C/O RUSSELL CAPITAL INC.1301 SECOND AVENUE, 18TH FLOORSEATTLE, WA 98101
Business
C/O RUSSELL CAPITAL INC.1301 SECOND AVENUE, 18TH FLOORSEATTLE, WA 98101
Edgar EIN
000000000
Edgar Recent Filings
40-APP/A2025-08-22 · 0001193125-25-186022
40-APP/A2025-05-01 · 0001193125-25-107958
Fdic Zip Branches Raw
Key Bank of WashingtonSeattle, WA
Key Bank of WashingtonSeattle, WA
Fdic Zip HHI
1483.21
Fdic Zip Top Bank Share Pct
34.94
Fdic Zip Year
2025
Fee Schedule
Bracket I64
Bracket Vi10
Bracket Viii9
Bracket Iii6
Bracket X6
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2027-08-03T20:56:40Z
Rdap Domain Last Changed
2025-07-02T09:07:46Z
Rdap Nameservers
Dns1.p01.nsone.netDns2.p01.nsone.netDns3.p01.nsone.netDns4.p01.nsone.net
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Transfer ProhibitedClient Update Prohibited
Soi Year
2022
Soi Zip Distribution
Stub 1
AGI12,480
Returns1,030
Stub 2
AGI46,858
Returns1,230
Stub 3
AGI74,671
Returns1,210
Soi Zip Total Business Income
52,428
Soi Zip Total Cap Gains
316,592
Soi Zip Total Dividends
329,052
Soi Zip Total Returns
10,090
Trust Company Affiliate
Yes

People (7)

7
BOWEN, SCOTT, SPENCER
Executive Officer · 2.5%
2755021
CURRAN, AMY, ELIZABETH
Executive Officer · 2.5%
4876594
EL-HILLOW, KATHERINE, ANNE
Executive Officer · 2.5%
4889284
LEVERETT, HERSCHEL, VICTOR
Executive Officer · 2.5%
2623408
PALTROWITZ, MARK, DAVID
Executive Officer · 2.5%
2787627
SCHNEIDER, LISA, ANN
Executive Officer · 2.5%
2415999
SURLOFF, HOWARD, BRIAN
Executive Officer · 2.5%
7525747