Sourcing · RIA Acquisition

Score	Firm	State	AUM	Advisors	Custodian
C34	AMERICAN MONEY MANAGEMENT CORPORATION ("AMMC") CRD 161853	OH	$21.32B	—	U.S. Bank→
C33	FEG INVESTMENT SERVICES, LLC CRD 281516	OH	$2.23B	—	State Street→
C28	PUGH CAPITAL MANAGEMENT, INC. CRD 111765	WA	$12.82B	4	State Street→
C28	IDR INVESTMENT MANAGEMENT, LLC CRD 286208	OH	$10.19B	—	State Street→
C25	RUSSELL INVESTMENTS IMPLEMENTATION SERVICES, LLC CRD 329	WA	$81.09B	50	State Street→
C25	BOYD WATTERSON ASSET MANAGEMENT, LLC CRD 107808	OH	$18.81B	18	U.S. Bank→
C24	INTEGRATED QUANTITATIVE INVESTMENTS LLC CRD 310106	WA	$844.8M	5	State Street→
C22	RUSSELL INVESTMENTS CAPITAL, LLC CRD 37550	WA	$35.03B	—	State Street→
C22	ACUITAS INVESTMENTS, LLC CRD 155782	WA	$1.48B	2	State Street→
C14	NCT GP I, LLC CRD 163695	OH	—	—	State Street→
C14	NCT GP II, LLC CRD 170439	OH	—	—	State Street→
C13	NCT FUND MANAGEMENT, LLC CRD 163692	OH	—	—	State Street→