| B53 | EVEN HERD LLC CRD 329728 | OK | $55.9M | — | E*Trade→ |
| B52 | ARCHAMBO FINANCIAL ADVISORS, INC. CRD 129927 | OK | $163.1M | 7 | E*Trade→ |
| B51 | ACCESS FINANCIAL RESOURCES INC. CRD 109495 | OK | $410.6M | 7 | E*Trade→ |
| B50 | SPUR CAPITAL PARTNERS, LLC CRD 115959 | OK | $879.9M | — | E*Trade→ |
| C49 | DRAWBRIDGE CAPITAL, LLC CRD 128636 | OK | $224.6M | 6 | E*Trade→ |
| C41 | CORPORATE CONSULTING GROUP, INC. CRD 123761 | OK | $240.8M | 1 | E*Trade→ |
| C38 | F.I.G. FINANCIAL ADVISORY SERVICES, INC. CRD 105506 | OK | $162.4M | 3 | E*Trade→ |
| C38 | BISON CAPITAL GROUP, LLC CRD 315170 | OK | $306.2M | — | E*Trade→ |
| C35 | TAO PRIVATE WEALTH, LLC CRD 340979 | OK | $0 | — | E*Trade→ |
| C34 | MITCHELL & PAHL PRIVATE WEALTH, LLC CRD 307625 | OK | $449.9M | 2 | Wells Fargo→ |
| C32 | HUMPHREYS CAPITAL, LLC CRD 309323 | OK | $252.4M | — | E*Trade→ |
| C28 | ARGONAUT PRIVATE CAPITAL, LP CRD 283878 | OK | $3.01B | — | Wells Fargo→ |
| C23 | RETIREMENT INVESTMENT ADVISORS INC CRD 106316 | OK | $1.49B | 8 | E*Trade→ |
| C23 | FOURPATH CAPITAL MANAGEMENT, LLC CRD 313573 | OK | $1.06B | 6 | Wells Fargo→ |
| C19 | ROBERT WILLIAM GAY CRD 168880 | OK | — | — | E*Trade→ |
| C19 | WARWICK INVESTMENT GROUP, LLC CRD 226670 | OK | $2.05B | — | E*Trade→ |
| C14 | KJLK & CO. CRD 329634 | OK | — | — | E*Trade→ |
| C13 | COMPASS COACHING AND CONSULTING, LLC CRD 327213 | OK | — | 1 | E*Trade→ |
| C12 | AMERICAN VALUE CAPITAL CRD 174345 | OK | — | — | E*Trade→ |
| C12 | VARSITY FINANCIAL CRD 323366 | OK | — | — | E*Trade→ |
| C12 | CAVANAL HILL INVESTMENT MANAGEMENT, INC. CRD 110774 | OK | $15.23B | 33 | E*Trade→ |
| C9 | CAPTION MANAGEMENT, LLC CRD 173841 | OK | $3.41B | — | E*Trade→ |
