SourcingSourcing

HUMPHREYS CAPITAL, LLC

C32
CRD 309323·SEC 801-119351·OKLAHOMA CITY, OK
AUM
$252.4M
$100M-$500M
Est. Revenue
$2.5M
@ 1% on AUM
Est. EBITDA
$757K
@ 30% margin
Est. Deal Value
$6.1M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
HUMPHREYS CAPITAL, LLC
CRD
309323
SEC file #
801-119351
EIN
455339485
DBA names
—

Economics

AUM
$252.4M
AUM band
$100M-$500M
AUM trajectory
'21'26
$124.0M → $252.4M▲ +104%
Client mix
Pooled Investment Vehicles5

Operations

Employees (total)
20
Advisory staff (per ADV)
10
Advisory staff (5-yr trend)
'21'26
7 advisors → 10 advisors▲ +43%
Primary office
OKLAHOMA CITY OK
Branches
—

Custodian & Brokerage

Primary custodian
E*Tradelow confidence
Services offered
Portfolio mgmt — pooled vehicles
Fee basis
% of AUMPerformance-based feesOther Compensation

Filings

Latest ADV filing
04/10/2026
ADV-W filed at
—
Website
linkedin.com/company/humphreyscapital(social)

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
THE HUMPHREYS COMPANY, LLC
Top Owner Pct
62.5
Top Owner Entity Kind
DE
Owner Count
8
Control Persons
THE HUMPHREYS COMPANY, LLC
HL AMERICAN INVESTMENTS, LLC
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
fallback_guess:humphreys.com

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0001703119
Edgar Registered
Yes
Edgar Filing Count
12
Edgar First Filing Date
2017-04-12
Edgar Last Filing Date
2026-02-23
Edgar Form D Count
12
Edgar Form D Offerings
2026-02-232026-02-23 · 0001703119-26-000002
2026-01-052026-01-05 · 0001703119-26-000001
Edgar Former Names
HUMPHREYS FUND I, LLC

Local market & wealth

Rank targets by how wealthy the local market is

Soi High Wealth Score
0.0401
Soi Zip Pct 200k Plus
0.0148
Soi Zip Returns 200k Plus
70
Soi Zip Total AGI
182,145
Fdic Zip Total Deposits
8,567,546,000
Fdic Zip Branch Count
211
Fdic Zip Top Banks
UMB Bank, National Association
Bank 2

Compliance & brand

Firm Registration Status
active

All other collected signals (21)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
0
Bc Firm IAR Count
0
Custodian Candidates
Full
E*trade4
Edgar Addresses
Mailing
P.O. BOX 1100OKLAHOMA CITY, OK 73101
Business
1801 WHEELER STREETSUITE 300OKLAHOMA CITY, OK 73108
Edgar EIN
455339485
Edgar Recent Filings
D/A2026-02-23 · 0001703119-26-000002
D2026-01-05 · 0001703119-26-000001
Fdic Zip Branches Raw
City Bank & TrustOklahoma City, OK
The Oklahoma BankOklahoma City, OK
Fdic Zip HHI
1661.44
Fdic Zip Top Bank Share Pct
32.02
Fdic Zip Year
2025
Firm Has Custody
Yes
Mailing Office Differs
No
Soi Year
2022
Soi Zip Distribution
Stub 1
AGI30,025
Returns2,190
Stub 2
AGI59,412
Returns1,660
Stub 3
AGI31,883
Returns530
Soi Zip Total Business Income
14,215
Soi Zip Total Cap Gains
1,341
Soi Zip Total Dividends
800
Soi Zip Total Returns
4,740
Trust Company Affiliate
No

People (6)

6
GREEN, DEREK, TODD
Executive Officer · 2.5%
8171574
HUMPHREYS, GRANT, CARLTON
Executive Officer · 2.5%
6776437
MIDDLEBROOKS, GRACE, ANNE
Executive Officer · 2.5%
6777023
MYERS, MAX, JOSEPH
Executive Officer · 2.5%
8163382
POWELL, DON, E
Executive Officer · 2.5%
8171572
WILLIAMS, TYSON, LANE
Executive Officer · 2.5%
8163380