SourcingSourcing

SHIELDS, DAVID, VINCENT

B63
IAR CRD 1072810·Industry start 1966-07-27

Identity

Legal name
SHIELDS, DAVID, VINCENT
CRD
1072810
NPN
—

Career

Previous employments
SHIELDS & COMPANY1966-07-28
Current branches
WELLINGTON SHIELDS & CO., LLC
WELLINGTON SHIELDS CAPITAL MANAGEMENT, LLC
Designations
—
Education
—

BrokerCheck signals

Industry start
1966-07-27
Est. age
82
Age confidence
—
Est. birth year
1944
BC active
Yes
IA active
Yes
Disclosures
Yes
Private residence
No

Firm affiliations

3
CAPITAL MANAGEMENT ASSOCIATES INC
Direct Owner · 17.5% ownership
CRD 104783
WELLINGTON SHIELDS & CO., LLC
IAR · Executive Officer · 2.5% ownership
CRD 149021
WELLINGTON SHIELDS CAPITAL MANAGEMENT, LLC
IAR · Executive Officer · 2.5% ownership
CRD 150529