SourcingSourcing

SMYTH, RODERICK, ARTHUR

C36
IAR CRD 1236843·Industry start 1996-11-25

Identity

Legal name
SMYTH, RODERICK, ARTHUR
CRD
1236843
NPN
—

Career

Previous employments
WACHOVIA SECURITIES, LLC1999-10-01
FIRST UNION CAPITAL MARKETS CORP.1996-11-26
Current branches
ALPS DISTRIBUTORS, INC.
RIVERFRONT INVESTMENT GROUP, LLC
Designations
—
Education
—

BrokerCheck signals

Industry start
1996-11-25
Est. age
52
Age confidence
—
Est. birth year
1974
BC active
Yes
IA active
Yes
Disclosures
No
Private residence
No

Firm affiliations

1
RIVERFRONT INVESTMENT GROUP, LLC
IAR · Executive Officer · 2.5% ownership
CRD 146221