Sourcing
Firms
People
Sources
SMITH, RICHARD, ALLEN
B
58
IAR CRD 1353025
·
Industry start 1992-11-14
Identity
Legal name
SMITH, RICHARD, ALLEN
schedule a
CRD
1353025
NPN
—
Career
Previous employments
MERCAP SECURITIES, LLC
2014-01-13
NFP SECURITIES, INC.
2010-08-31
▸ Show all (+4)
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Current branches
—
Designations
—
Education
—
BrokerCheck signals
Industry start
1992-11-14
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Est. age
56
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Age confidence
—
Est. birth year
1970
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BC active
No
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IA active
Yes
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Disclosures
No
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Private residence
No
Firm affiliations
1
SMITH FINANCIAL INVESTMENT ADVISORS, INC.
IAR · Direct Owner · 87.5% ownership
CRD 154022