SMITH, RICHARD, ALLEN

B58

IAR CRD 1353025·Industry start 1992-11-14

Identity

Legal name

SMITH, RICHARD, ALLEN

CRD

1353025

NPN

—

Career

Previous employments

MERCAP SECURITIES, LLC2014-01-13

NFP SECURITIES, INC.2010-08-31

Current branches

—

Designations

—

Education

—

BrokerCheck signals

Industry start

1992-11-14

Est. age

56

Age confidence

—

Est. birth year

1970

BC active

No

IA active

Yes

Disclosures

No

Private residence

No

Firm affiliations

1

SMITH FINANCIAL INVESTMENT ADVISORS, INC.

IAR · Direct Owner · 87.5% ownership