UPTON, JOHN, HAROLD

B53

IAR CRD 1363612·Industry start 1990-08-22

Identity

Legal name

UPTON, JOHN, HAROLD

CRD

1363612

NPN

—

Career

Previous employments

SECURITIES AMERICA, INC.2020-11-06

KMS FINANCIAL SERVICES, INC.1997-04-08

Current branches

—

Designations

—

Education

—

BrokerCheck signals

Industry start

1990-08-22

Est. age

58

Age confidence

—

Est. birth year

1968

BC active

No

IA active

Yes

Disclosures

Yes

Private residence

No

Firm affiliations

1

RETIREMENT CONSULTING GROUP, INC.

IAR · Direct Owner · 87.5% ownership