DIACON, JAMES, E

C28

IAR CRD 1653168·Industry start 1995-05-24

Identity

Legal name

DIACON, JAMES, E

CRD

1653168

NPN

—

Career

Previous employments

UBS FINANCIAL SERVICES INC.2009-01-16

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED1987-06-26

Current branches

—

Designations

—

Education

—

BrokerCheck signals

Industry start

1995-05-24

Est. age

53

Age confidence

—

Est. birth year

1973

BC active

No

IA active

Yes

Disclosures

No

Private residence

No

Firm affiliations

1

IAR · Executive Officer · 2.5% ownership