RICE, PHILIP, ROESING

C48

IAR CRD 1757365·Industry start 1994-12-07

Identity

Legal name

RICE, PHILIP, ROESING

CRD

1757365

NPN

—

Career

Previous employments

WELLS FARGO SECURITIES, LLC2010-09-07

WELLS FARGO INSTITUTIONAL SECURITIES, LLC2008-08-20

Current branches

—

Designations

—

Education

—

BrokerCheck signals

Industry start

1994-12-07

Est. age

54

Age confidence

—

Est. birth year

1972

BC active

No

IA active

Yes

Disclosures

No

Private residence

No

Firm affiliations

1

WARM SPRINGS ADVISORS INC.

IAR · Direct Owner · 87.5% ownership