RALPH MATTONE

C36

IAR CRD 1840894·Industry start 1994-08-14

Identity

Legal name

RALPH MATTONE

CRD

1840894

NPN

—

Career

Previous employments

CREDIT SUISSE SECURITIES (USA) LLC2024-07-24

NOMURA SECURITIES INTERNATIONAL, INC.2009-05-04

Current branches

UBS FINANCIAL SERVICES INC.

UBS SECURITIES LLC

Designations

—

Education

—

BrokerCheck signals

Industry start

1994-08-14

Est. age

54

Age confidence

high

Est. birth year

1972

BC active

Yes

IA active

No

Disclosures

No

Private residence

No

Firm affiliations

2

UBS ASSET MANAGEMENT (AMERICAS) LLC

Executive Officer · 2.5% ownership

UBS FINANCIAL SERVICES INC.

Executive Officer · 2.5% ownership