SourcingSourcing

UBS FINANCIAL SERVICES INC.

C36
CRD 8174·SEC 801-7163·WEEHAWKEN, NJ
AUM
$915.79B
$1B+
Est. Revenue
$9.16B
@ 1% on AUM
Est. EBITDA
$2.75B
@ 30% margin
Est. Deal Value
$21.98B
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
UBS FINANCIAL SERVICES INC.
CRD
8174
SEC file #
801-7163
EIN
000000000
DBA names
—

Economics

AUM
$915.79B
AUM band
$1B+
AUM trajectory
'20'26
$496.03B → $915.79B▲ +85%
Client mix
Individuals High Net Worth853,775
Individuals Other244,284
Corporations27,490
Pension Profit Sharing Plans9,843
Charitable Organizations8,053

Operations

Employees (total)
12,524
Advisory staff (per ADV)
9,149
Advisory staff (5-yr trend)
'20'26
10,409 advisors → 9,149 advisors▼ -12%
Primary office
WEEHAWKEN NJ
Branches
—

Custodian & Brokerage

Primary custodian
E*Tradelow confidence
Services offered
Financial planningPortfolio mgmt — individualsPortfolio mgmt — businessesPension consulting
Fee basis
% of AUMHourly chargesFixed feesCommissions

Filings

Latest ADV filing
03/31/2026
ADV-W filed at
—
Website
linkedin.com/in/jason-chandler-aa26186(social)

Compliance

Disclosures (firm)
21
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
UBS AMERICAS INC.
Top Owner Pct
87.5
Top Owner Entity Kind
DE
Owner Count
8
Control Persons
UBS AMERICAS INC.
CAMACHO, MICHAEL ALAN
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
fallback_guess:ubs.com

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
Yes
Form 5500 Plan Count
1,059
Form 5500 Total Participants
22,798
Form 5500 Total Compensation
52,102,911
Form 5500 Compensation Trajectory 3y
202547,216,235
20264,886,676
20240
Form 5500 Plan Count Trajectory 3y
2025993
202663
20243
Schedule C Total Compensation
52,102,911
Schedule C Service Provider Rows
1,059

SEC EDGAR

Edgar Cik
0001480213
Edgar Registered
Yes
Edgar Filing Count
1
Edgar First Filing Date
2010-01-15
Edgar Last Filing Date
2010-01-15
Edgar Form D Count
1
Edgar Form D Offerings
2010-01-152010-01-15 · 0001480213-10-000001

Local market & wealth

Rank targets by how wealthy the local market is

Soi High Wealth Score
0.4483
Soi Zip Pct 200k Plus
0.2209
Soi Zip Returns 200k Plus
2030
Soi Zip Total AGI
1,534,694
Fdic Zip Total Deposits
1,648,648,000
Fdic Zip Branch Count
41
Fdic Zip Top Banks
Wells Fargo Bank, National Association
Capital One, National Association

Compliance & brand

Firm Registration Status
active

All other collected signals (22)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
50
Bc Firm Active IA Count
1
Bc Firm IAR Count
50
Custodian Candidates
Full
E*trade7
State Street6
Edgar Addresses
Mailing
C/O UBS FINANCIAL SERVICES INC.1285 AVENUE OF THE AMERICASNEW YORK, NY 10019
Business
C/O UBS FINANCIAL SERVICES INC.1285 AVENUE OF THE AMERICASNEW YORK, NY 10019
Edgar EIN
000000000
Edgar Recent Filings
D2010-01-15 · 0001480213-10-000001
Fdic Zip Branches Raw
The Trust Company of New JerseyWeehawken, NJ
The Trust Company of New JerseyWeehawken, NJ
Fdic Zip HHI
1721.92
Fdic Zip Top Bank Share Pct
28.92
Fdic Zip Year
2025
Fee Schedule
Bracket I43
Bracket Ix39
Bracket Iv8
Bracket Vi4
Bracket Iii3
Firm Has Custody
Yes
Mailing Office Differs
No
Soi Year
2022
Soi Zip Distribution
Stub 1
AGI19,506
Returns1,690
Stub 2
AGI48,143
Returns1,290
Stub 3
AGI73,377
Returns1,170
Soi Zip Total Business Income
39,027
Soi Zip Total Cap Gains
77,587
Soi Zip Total Dividends
30,501
Soi Zip Total Returns
9,190
Trust Company Affiliate
Yes

People (57)

57
MICHAEL ALAN CAMACHO
Executive Officer · 2.5%
2907298
JOSEPH SOMMA
Executive Officer · 2.5%
2219496
FRANCOMANO, LISA M.
Executive Officer · 2.5%
2263875
RALPH MATTONE
Executive Officer · 2.5%
1840894
Peter Mozer
Executive Officer · 2.5%
2523858
LAUREN MUNFA
Executive Officer · 2.5%
4431011
SAKAI, KIYE
Executive Officer · 2.5%
7451987
ANNIE YU
IAR
4166550
CATHERINE CASUDA BOZANT
IAR
3113940
ZULMA ALICIA ABREU
IAR
3126204
ALAN J SCUDI
IAR
1759137
ALEKSANDR M KOTLYAR
IAR
2374613
ALLA KUPAVA
IAR
4767978
LAUREN LOEFFLER
IAR
4851215
JOAN ORRICO
IAR
4605683
DIVYESH NIRANJAN PATEL
IAR
4840191
SARA ESTHER TORRES GONZALEZ
IAR
2880446
RONG WANG
IAR
3095047
RONALD BRAD CAMPBELL
IAR
4918583
Alex Kachanovskiy
IAR
6988280
Kimberly Sue Higgins
IAR
7680632
JENNIFER NICASTRO
IAR
7607531
manana chelidze
IAR
7534564
Rajiv Gupta
IAR
7513712
Raghu Kumar Narasimha Raghavan
IAR
6992453
Rebecca Rodriguez
IAR
7049948
Gennady Barshtein
IAR
6994679
Anthony M Barone
IAR
6984567
Kumar Nagarajan
IAR
6619362
MAHENDRA MISIR
IAR
2401897
ALISHA TAWAN BARNES
IAR
4676391
CATHERINE MARY MATOS
IAR
5063748
MYRNA Irene BROWN KAINTH
IAR
4524789
TINA LYNN PAIRO
IAR
4555928
IMELDA PABON
IAR
5060983
MANISH HASRAJANI
IAR
5282128
PRAMOD GOPALAKRISHNAN
IAR
5204425
VIJAY JASHBHAI PATEL
IAR
5977928
COLEEN PERCELLA
IAR
5525374
JAMES ALBERT BLACKMAN
IAR
5351336
MARY J. KUDELLA
IAR
6002874
EDWARD MARCEL VANDENABEELE
IAR
6044813
KAGAN TURKMAN
IAR
5576925
Nathaniel Robert Gabriel
IAR
5780129
SU ANN SOPKO
IAR
6373607
ALEX A KELLMAN
IAR
6146663
JACQUELINE SERRA TRIANO
IAR
5615697
ROSEMARIE ALBERGO-TIBERI
IAR
1215282
DENNIS IRA DICKSTEIN
IAR
1889568
ANANTH SUN KANNIMANGALAM
IAR
5709044
DONALD RYAN FLOOD
IAR
6637216
DAVID NATHAN YEGER
IAR
1357822
SRIDHAR GANAPATHY
IAR
4899945
CATHERINE MARIE GENEREUX
IAR
5074537
STACEY EMMA
IAR
5249542
SUSAN MICHELLE WILKERSON
IAR
4150131
JENNIFER MAGRO
IAR
2513317