Sourcing
Firms
People
Sources
GRANT, THOMAS WATERS
A
68
IAR CRD 227594
·
Industry start 1969-09-05
Identity
Legal name
GRANT, THOMAS WATERS
schedule a
CRD
227594
NPN
—
Career
Previous employments
H. G. WELLINGTON & CO., INC.
1991-05-29
FAHNESTOCK & CO., INC.
1988-04-13
▸ Show all (+1)
brokercheck
Current branches
WELLINGTON SHIELDS & CO., LLC
WELLINGTON SHIELDS CAPITAL MANAGEMENT, LLC
brokercheck
Designations
—
Education
—
BrokerCheck signals
Industry start
1969-09-05
brokercheck
Est. age
79
brokercheck
Age confidence
—
Est. birth year
1947
brokercheck
BC active
Yes
brokercheck
IA active
Yes
brokercheck
Disclosures
No
brokercheck
Private residence
Yes
brokercheck
Firm affiliations
2
WELLINGTON SHIELDS & CO., LLC
IAR · Executive Officer · 2.5% ownership
CRD 149021
WELLINGTON SHIELDS CAPITAL MANAGEMENT, LLC
IAR
CRD 150529