SHEPHERD, DAVID, MORRIS

C43

IAR CRD 2284051·Industry start 1992-10-08

Identity

Legal name

SHEPHERD, DAVID, MORRIS

CRD

2284051

NPN

—

Career

Previous employments

TRIAD ADVISORS, INC.2001-02-27

NEIDIGER, TUCKER, BRUNER, INC.1998-04-20

Current branches

—

Designations

—

Education

—

BrokerCheck signals

Industry start

1992-10-08

Est. age

56

Age confidence

—

Est. birth year

1970

BC active

No

IA active

Yes

Disclosures

No

Private residence

No

Firm affiliations

2

SHEPHERD KAPLAN KROCHUK, LLC

IAR · Direct Owner · 37.5% ownership

SHEPHERD KAPLAN LLC

IAR · Executive Officer · 2.5% ownership