KAPLAN, DAVID, CHARLES

C38

IAR CRD 2307318·Industry start 1993-04-15

Identity

Legal name

KAPLAN, DAVID, CHARLES

CRD

2307318

NPN

—

Career

Previous employments

TRIAD ADVISORS, INC.2001-02-22

NEIDIGER, TUCKER, BRUNER, INC.1998-04-20

Current branches

—

Designations

—

Education

—

BrokerCheck signals

Industry start

1993-04-15

Est. age

55

Age confidence

—

Est. birth year

1971

BC active

No

IA active

Yes

Disclosures

No

Private residence

No

Firm affiliations

2

SHEPHERD KAPLAN KROCHUK, LLC

IAR · Direct Owner · 17.5% ownership

SHEPHERD KAPLAN LLC

IAR · Executive Officer · 2.5% ownership