SourcingSourcing

STEFFEN, JAMES, WARREN

A66
IAR CRD 2342473·Industry start 1993-04-20

Identity

Legal name
STEFFEN, JAMES, WARREN
CRD
2342473
NPN
—

Career

Previous employments
LPL FINANCIAL LLC2002-12-04
ROYAL ALLIANCE ASSOCIATES, INC.1999-07-08
Current branches
LASALLE ST SECURITIES, L.L.C.
TROTT BROOK FINANCIAL
Designations
—
Education
—

BrokerCheck signals

Industry start
1993-04-20
Est. age
55
Age confidence
—
Est. birth year
1971
BC active
Yes
IA active
Yes
Disclosures
No
Private residence
No

Firm affiliations

1
TROTT BROOK FINANCIAL, INC.
IAR · Direct Owner · 87.5% ownership
CRD 290962